Rock Steady Wealth is committed to protecting your privacy and handling your information with care. We collect limited personal and financial information to respond to inquiries, provide investment advisory services, maintain our records, and comply with legal and regulatory obligations.

We do not sell your personal information. We only share information as needed to service accounts, work with trusted service providers, meet legal or regulatory requirements, or protect the security and integrity of our business and client information.

We use administrative, technical, and physical safeguards designed to help protect the confidentiality of the information we maintain. This Privacy Notice explains what information we collect, how we use it, how we may share it, and the steps we take to safeguard it.

Privacy Policy

ROCK STEADY WEALTH, INC., an independent Wealth Management Firm, considers client privacy to be a primary building block for the success of our client relationships.  Rock Steady Wealth, Inc. is dedicated to protecting the confidentiality, integrity, and availability of our current, future, and former client’s private information. 

In the process of providing the community with financial services, we may collect, retain, and use client information for the explicit purpose of operation of the business, providing service for clients, and complying with legal and regulatory requirements.  The private information may come from account applications, account statements, investment policy statements, account transactions, and other documents from other written, electronic or verbal correspondence from your brokerage, attorney, accountant or any other source the client authorizes.  Rock Steady Wealth does not sell, exchange or disclose client information with third parties unless the third party is essential in operation of the business, or with a client’s verbal or written permission, except as required or permitted by law. 

Confidential information, from any source, regarding any current, future, or past clients, may be disclosed when Rock Steady Wealth, Inc. believes that disclosure is required under law, to cooperate with regulators or law enforcement authorities.  Rock Steady Wealth, Inc. reserves the right to disclose information with employees, contractors, and business affiliates in connection with the firm’s business and to service and maintain customer accounts.  The firm may disclose information about client or client’s account to a non-affiliated third party with a client’s written consent. 

To further safeguard client information digitally, we maintain password protected systems with strict minimum password requirements, updated anti-malware software, and encrypted data storage, hardware, and networks.